Investor/Brokerage Malpractice


When you turn your hard-earned savings, IRA, 401(k) or retirement assets over to a stockbroker, financial planner or investment advisor, whether at a bank, a well-known brokerage firm or at a boutique asset management company, you have the right to expect the investments recommended to you to be suitable to your financial status, age, investment experience and expertise and risk profile.

When your stockbroker or money manager fails in that regard by placing your savings into an unsuitable variable annuity, and you suffer losses in your account, there are steps you can take to protect your rights.

A Firm With Integrity And The Skill To Get Results

Lapin & Landa, L.L.P., is a long-standing Houston-area law firm that is known for pragmatic and aggressive litigation. Our firm’s experience in a wide range of commercial disputes and professional malpractice/negligence has helped individual investors throughout Texas recover after preventable financial losses. Contact us today to work with a firm that can stand up for your best interests.

We handle a wide range of investor and brokerage malpractice disputes, including those that involve variable annuity fraud, unsuitability claims and other fiduciary issues regulated by industry agencies such as the Financial Industry Regulatory Authority (FINRA).

You Deserve Ethical Investor And Brokerage Firm Advice

Investment brokers and financial advisors have a fiduciary duty to act in a client’s best interests. They are expected to retain high standards of ethics and integrity in their profession, ultimately ensuring they do everything legally possible to protect their clients.

You have placed your trust in your brokerage firm. You do not have to sit by and let the losses you incurred be your burden alone. Contact our office to learn more about your options. Our attorneys will work with you personally to ensure your rights are upheld and you recover as much as possible.